nine democratic principles
The briefing paper below
on The Nation, State Sovereignty and the European Union - Nine
Democratic Principles was prepared for distribution at the Annual
General Meeting of The European Alliance of EU-Critical Movements(TEAM)
in Prague, Czech Republic, this weekend, 9-10 March.
1) INTERNATIONALISM,
NOT NATIONALISM, IS THE PRIMARY CATEGORY
We are internationalists on the basis of our solidarity as members
of the human race. As internationalists we seek the emancipation
of mankind. The human race is divided into nations. Therefore
we stand for the self-determination of nations. The right of
nations to self-determination was first proclaimed in 1789 in
the Declaration of the Rights of Man of the French Revolution.
It is now a basic principle of international law, enshrined
in the United Nations Charter. As democrats and internationalists
we assert the right of those nations that wish it to have their
independence, sovereignty and a Nation State of their own, so
that they may relate to one another internationally on the basis
of equal rights with other nations. The democratic principle
of internationalism does not mean that we are called upon to
urge people of other nations to assert their right to self-determination;
but that we respect their wishes and show solidarity with them
if they decide to do that. It is as true of the life of nations
as of individuals that separation, mutual recognition of boundaries,
and mutual respect - i.e. political equality, neither dominance
nor submission - are the pre-requisite of free and friendly
cooperation, of internationalism in other words. Good boundaries
make good neighbours.
2) NATIONS AND NATIONALITY
COME BEFORE NATIONALISMS
Nations exist as communities before nationalisms and Nation
States. To analyse nations and the national question in terms
of "nationalisms" is philosophical idealism, looking
at the mental reflection rather than the thing it reflects.
Nations evolve historically as stable, long-lasting communities
of people, sharing a common language and territory, and the
common culture and history that arise from that. On this basis
develop the solidarities, mutual interests and mutual identification
that distinguish a people from its neighbours. Some nations
are ancient, some young, some in process of being formed. Like
all human groups - for example the family, clan, tribe - they
are fuzzy at the edges. No neat definition will encompass all
cases. The empirical test is to ask people themselves. If they
have passed beyond the stage of kinship society where the political
unit is the clan or tribe, people will invariably know what
nation they belong to. That is the political and democratic
test too. If enough people in a nation wish to establish their
own independent State, they should have it. For democracy can
exist normally only at the level of the national community and
the Nation State. The reason is that it is within the national
community alone that there exists sufficient solidarity, mutual
identification and mutuality of interest among people as to
induce minorities freely to consent to majority rule and obey
a common government based upon that. Such solidarity is the
basis of shared citizenship. It underpins a people's allegiance
to a government as "their" government, and their willingness
to finance that government's tax and income-transfer system,
thereby tying the richer and poorer regions and social classes
of the Nation State together. The solidarities that exist within
nations do not exist between nations, although other solidarities
may exist, international solidarity, which becomes more important
with time, as modern communications, trade, capital movements
and common environmental problems link all nations together
in global inter-dependence as part of the modern "global
village."
3) MANKIND IS STILL AT
THE EARLY STAGE OF THE FORMATION OF NATION STATES, AS THE DEMOCRATIC
PRINCIPLE OF THE FRENCH REVOLUTION - THE RIGHT OF NATIONS TO
SELF-DETERMINATION - WORKS ITSELF OUT IN HISTORY
Fewer that a dozen contemporary Nation States are more than
a few centuries old. The number of States in the United Nations
has gone from fewer than 60 in 1946 to nearly 200 today. The
number of European States has gone from 30 to 50 since 1989.
This process is not ended even in Western Europe, where people
have been at the business of Nation State formation for centuries.
It is still ongoing in Eastern Europe. It has scarcely begun
in Africa and Asia, where the bulk of mankind lives, where most
people still identify significantly with clan-tribal society,
and where State boundaries were drawn by the colonial powers
after World War 2, with little consideration for the wishes
of indigenous peoples. There are some 6000 distinct languages
in the world. At their present rate of disappearance there should
still be 600 or so left in a century's time. These will survive
because in each case they are spoken by several million people.
There clearly are many embryonic nations. Many new Nation States,
probably a couple of hundred or more, are likely to come into
being during the twenty-first century.
4) MULTINATIONAL STATES,
FEDERAL OR UNITARY, MUST RESPECT THE RIGHT TO SELF-DETERMINATION
OF THE NATIONS COMPOSING THEM, IF THEY ARE TO BE STABLE AND
ENDURE
The right to self-determination of nations does not require
that a nation must seek to establish a separate State. Nations
can amicably co-exist with other nations inside a Multinational
State, as for example, the English, Welsh and Scots do within
the British State. But they can do so only if their national
rights are respected and the smaller nations do not feel oppressed
by the larger ones, especially culturally and linguistically.
If that condition breaks down, political pressures are likely
to develop to break-up the Multinational State in question.
The historical tendency seems to be for Multinational States
to give way to national ones, mainly because of the breakdown
in solidarity between their component nations and the development
of a feeling among the smaller ones that they are being put
upon by the larger. Historically, Multinational
Federations are all twentieth century creations - the USSR,
the Russian Federation, Czechoslovakia, Yugoslavia, India, Pakistan,
Nigeria, Malaysia etc. Several have lacked, or lack, the stability
and popular legitimacy that comes from centuries of tradition.
Some have already dissolved, others may do so in time, as various
peoples within them assert their right to national independence.
5) THE EUROPEAN UNION
IS FUNDAMENTALLY UNDEMOCRATIC AND CANNOT BE DEMOCRATISED
It is the absence at the level of the European Union of anything
like the underlying national solidarity which binds Europe's
Nation States together that makes the EU project, and especially
the euro-currency scheme, so problematic and therefore unlikely
to endure. The EU is a creation of powerful political, economic
and bureaucratic elites, without popular legitimacy and authority,
and is therefore fundamentally undemocratic. There is no European
"demos," no European people, bound together by solidarities
like those that bind nations and Nation States. Rather, the
EU is made up of Western Europe's several nations and peoples.
Every Nation State is both a monetary union and fiscal union.
As a monetary union it has its own currency, and with that the
capacity to control interest rates and the exchange rate. As
a fiscal union it has its own taxation, social service and public
spending system. By virtue of citizens paying common taxes to
a common government in order to finance common public spending
programmes throughout the territory of a State, there are automatic
transfers from the richer regions and social classes of each
country to the poorer regions and classes. This sustains and
is sustained by a shared
national solidarity. By contrast, the euro-currency project
(EMU/Economic and Monetary Union) means a monetary union but
not a fiscal union. Never in history has there been a lasting
monetary union that was not also a fiscal union and political
union, in other words a fully-fledged State, deriving its legitimacy
from a common government and shared national solidarity, which
in turn underpinned a common fiscal transfer system. The euro-currency
scheme deprives the less developed EU States and the weaker
EU economies of the right to maintain their competitiveness
or to compensate for their lower productivity or poorer resource
endowment, by adopting an exchange rate or interest rate that
suits their special circumstances. But it does not compensate
them for this loss by the automatic transfer of resources entailed
by membership of a fiscal union. Compensatory fiscal transfers
at EU level to the extent required to make a monetary union
viable in the long run are impossible, in view of the amount
of resources required and the unwillingness of the richer countries
to provide them to the poorer because of the absence of shared
national solidarity that would impel that. At present expenditure
by Brussels in any one year amounts to less than 1.3% of the
EU's annual Gross Domestic Product, a tiny relative figure,
whereas Nation State expenditure on public transfers is normally
between 35-50% of annual national products. In other words,
the solidarity that would sustain an EU fiscal union and an
EU Multinational State does not and cannot exist. Democratising
the EU without a European "demos" is impossible. The
EU's adoption of such traditional symbols of national statehood
as an EU flag, EU anthem, EU passport, EU car number plates,
EU Olympic games, EU youth orchestra, EU history books, EU citizenship
etc, are so many doomed attempts to manufacture a European "demos"
artificially, and with it a bogus EU "nation" and
supranational "national consciousness." They leave
the real peoples of Europe indifferent, whose allegiance remains
with their own countries and Nation States. The more European
integration is pushed ahead and the more the national democracy
of the EU Member States is undermined, the more the EU loses
legitimacy and authority. Consequently the greater and more
inevitable the popular reaction against it will be. To align
oneself with such a misguided, inevitably doomed project is
to be out of tune with history. It is to side with a supranational
elite against the democracy of one's own people, to spurn genuine
internationalism for the intoxication of building a Superpower.
6) RESPECT FOR STATE
SOVEREIGNTY IS A FUNDAMENTAL DEMOCRATIC PRINCIPLE AND THE CORNERSTONE
OF INTERNATIONAL LAW
Insistence on the sovereignty of one's own State is a natural
right as well as a social duty. It is in no way an expression
of misguided national egotism. Sovereignty has nothing to do
with autarchy or economic self-sufficiency. The national sovereignty
of a democratic State is analogous to the freedom and autonomy
of the individual. It means that one's domestic laws and foreign
relations are exclusively decided by one's own parliament and
government, which are elected by and responsible to one's own
people. State sovereignty is a result of advancing political
culture and is an achievement of modern democracy. It is not
an end in itself but is an instrument of juridical independence,
determining the possibility of a people who inhabit a particular
territory deciding its own destiny and way of life in accordance
with its own needs, interests, genius and traditions. It is
the opposite of every kind of subordination to foreign rule.
Without sovereignty a nation's politics become provincialised,
dealing only with marginal and unimportant issues. Maintaining
State sovereignty alone guarantees the political independence
of a nation and creates conditions for its members to continue
to assert their right to self-determination. The sovereignty
of a democratic State means at the same time the sovereignty
of its people. The end of the sovereignty of a State is at the
same time the end of the sovereignty of its people. The sovereignty
of a State and of its people are democratically inalienable.
No government, no parliamentary majority, has the right to alienate
it, for they have no right to deprive the next generation of
the possibility of choosing their own way of life. Therefore
the only mode of international cooperation that is acceptable
to democrats is one which will
not demand of a State the sacrifice of its sovereignty. That
makes possible the free cooperation of free peoples united in
sovereign States on the basis of juridical equality, which is
fundamental to a stable international order.
7) THE EU'S CONCEPT OF
"POOLING SOVEREIGNTY" IS A PROPAGANDA COVER FOR DOMINATION
BY OTHERS AND THE EFFECTIVE RULE OF THE BIGGER EU STATES
Concepts of "shared sovereignty," "pooled sovereignty"
and "joint national sovereignties" are covers for
having one's laws and policies decided by European Union bodies
one does not elect, which are not responsible to one's own people
and which can have significantly different interests from them.
In the EU it is impossible for a single country or people to
make or change a single European law. In practice countries
and peoples which surrender their sovereignty to the EU become
ever more subject to laws and policies that serve the interests
of the bigger EU States. The claim that if a nation or State
surrenders its sovereignty to the EU, it merely exchanges the
sovereignty of a small State for participation in decision-making
in a bigger supranational EU, is simply untrue. The reality
is different. The EU continually reduces the influence of smaller
States in decision-making by limiting or abolishing national
veto powers. Even if bigger States similarly divest themselves
of formal veto power, their political and economic weight ensures
they can get their way in matters that are decisive to them.
Equally false is the statement that membership of new States
in the European Union and their surrender of sovereignty to
the EU would increase their sovereignty in practice. The nation
which gives up its sovereignty or is deprived of it, ceases
to be an independent subject of international politics. It is
no longer able to decide even its own domestic affairs. It literally
puts its existence at the mercy of those who have taken its
sovereignty into their hands and who decide the
policies of the larger body. In the European Union the Big States,
in particular Germany and France acting together, decide fundamental
policy. Juridically the EU project is an attempt to undo the
democratic heritage of the French Revolution, the right of nations
and peoples to self-determination. It is an historically doomed
project because of its fundamentally undemocratic character.
8) DEMOCRACY MEANS RIGHTS
OF EQUALITY, WHICH PEOPLE AGREE TO ACCORD ONE ANOTHER AND WHICH
THE STATE RECOGNISES
Democrats acknowledge the possession of equal rights by all
citizens of a State, as well as equality of rights between people
of different sex, race, religion, age and nationality. Ethnic
minorities too should have their rights protected within a democratic
State. Majority rights and minority rights are different, but
they are not in principle incompatible. The struggle against
racism, sexism, ageism and national oppression are all democratic
questions. By contrast, the traditional issues that divide political
Right and Left, proponents of capitalism and socialism, are
concerned with inequality - in ownership and control of society's
productive forces, in power, possessions, income and social
function. The mass democracy first achieved under capitalism
serves to legitimate and make more tolerable the inequalities
of power and income characteristic of capitalism, while it simultaneously
creates the conditions for applying the principle of democracy
to social life and the economic sphere.
9) GLOBALIZATION CHANGES
THE ENVIRONMENT OF THE NATION STATE, BUT DOES NOT MAKE IT OUT
OF DATE. INTERNATIONALISM, NOT GLOBALIZATION, IS THE WAY TO
A HUMANE FUTURE
The notion that "globalization" makes the Nation State
out of date is an ideological one. Globalization can be at once
a description of fact and an ideology, a mixture of "is"
and "ought." The word refers to significant trends
in the contemporary world - the internet, ease of travel, free
trade, free movement of capital. The effect of these on the
sovereignty of States is often exaggerated. States have always
been interdependent to some extent. There was relatively more
globalization, in the sense of freer movement of labour, capital
and trade, in the late 19th century, although the volumes involved
were much smaller than today. In those days most States were
on the gold standard, a form of international money. Modern
States do more for their citizens, are expected by them to do
more, and impinge more intimately on peoples' lives, than at
any time in history, most obviously in redistributing the national
income and providing public services. Globalization refers to
new constraints on modern States, but constraints there always
have been. States adapt to such changes, but they do not cause
States to disappear or become less significant. Globalization
can also refer to the ideological interests of transnational
capital, which wishes to be free of State control on capital
movements and seeks minimal social constraints on the private
interests that possess it. The relation of transnational capital
to sovereign States is often ambiguous. On the one hand it may
seek to erode the sovereignty of States in order to lessen their
ability to impose constraints on private profitability. On the
other hand it looks to its own State, where the bulk of its
ownership may be concentrated, to defend its economic and political
interests internationally. Within each State likewise, different
social interests align themselves for and against the maintenance
of State sovereignty, seeking either to uphold or to undermine
national democracy. This is the central theme of the politics
of our time.
This paper was written
by Anthony Coughlan., Secretary of The National Platform, Ireland,
and a member of the TEAM Board. Acknowledgement is made to Dr
Dalibor Plichta, Czech Republic, for some of the formulations
in Point 6. Responses, criticisms and suggestions for improvement
to this document would be very welcome.
TEAM is an information and cooperation network of some 45 political
party and non-party organisations inside and outside the EU
that are opposed to some aspect or other of EU policy. It encompasses
member and observer organisations that belong to the centre,
left and right of politics, excluding racist and fascist ones.
Among the speakers at the TEAM AGM this weekend will be Mr Jens-Peter
Bonde MEP(June Movement, Denmark,and
a member of the EU Constitutional
Convention); Ms Patricia McKenna MEP (Green Party, Ireland);
Mr Lionel
Bell(Campaign for an Independent Britain); Mr Jan Lopuszanski
MP (League of
Polish Families); Dr Uno Silberg (No-to-EU Movement, Estonia);
Dr K.M.
Bonnici (former Labour Prime Minister, Malta); Professor J-P.Bled
(Etats
Generaux de la Souveraineté Nationale,France); Professor Roberto
de
Mattei (Centro Culturale de Lepanto, Italy); Mr Jan Zahradil
(ODS Party,
Czech Republic); Mr Kjell Dahle (Centre Party, Norway); Mr Hans
Lindqvist
(Centre No to EU,Sweden)
The National Platform, Ireland, is a voluntary research
and information
body on EU-related matters. It is affiliated to The European
Alliance of
EU-critical Movements(TEAM). Go to www.nationalplatform.org
or write to
info@nationalplatform.org for more information.