May 8, 2007 9:59 |
by Walden Bello
"Humanitarian intervention," defined simply, is military
action taken to prevent or terminate violations of human rights
that is directed at and is carried without the consent of a sovereign
government. While the main rationale for the invasion of Iraq by
the United States was its alleged possession of weapons of mass
destruction, an important supporting rationale was regime change
for humanitarian reasons. When it became clear that there were in
fact no WMD, the Bush administration retroactively justified its
intervention on humanitarian grounds: getting rid of a repressive
dictatorship and imposing democratic rule.The show trial of Saddam
for human rights violations now taking place in Baghdad is part
of this retroactive effort to legitimize the invasion.
Iraq: Dead End of Humanitarian Intervention
Iraq shows the dangers of the humanitarian rationale. It can so
easily be used to justify any violation of national sovereignty
to promote the interests of an external force. Yes, under Saddam
Hussein, the Iraqi people were subjected to systematic repression,
with many people executed and jailed. Yet, most of us, at least
most of us in the global South, recoil at Washington's use of the
humanitarian logic to invade Iraq. Most of us would say that even
as we condemn any regime's violations of human rights, systematic
violation of those rights does not constitute grounds for the violation
of national sovereignty through invasion or destabilization. Getting
rid of a repressive regime or a dictator is the responsibility of
the citizens of a country. In this regard, let me point out that
not even during the darkest days of the Marcos dictatorship did
the anti-fascist movement in the Philippines think of asking the
United States to do the job for us.
Now, for some people in the North, who belong to states that dominate
the rest of the world, national sovereignty may seem quaint. For
those of us in the South, however, the defense of this principle
is a matter of life and death, a necessary condition for the realization
of our collective destiny as a nation-state in a world where being
a member of an independent nation-state is the primordial condition
for stable access to human rights, political rights, and economic
rights. Without a sovereign state as a framework, our access to
and enjoyment of those rights will be fragile. So long as nation-states
remain the prime political collectivities of human beings, so long
as we live in a Westphalian world-and let me say emphasize that
we are not in a post-Westphalian world-our defense of national sovereignty
must be aggressive. And absolute, for imperialism is such that if
you yield in one case, it uses that as a precedent for other, future
cases.
Are we exaggerating our case? No. The Iraq tragedy is a result
only of the American Right's drive to place US power far beyond
the reach of any potential rival or coalition of rivals. The way
to Iraq was paved by the actions of liberal democrats, of the very
same Clintonites that currently criticize the Bush administration
for its having plunged the US into a war without end. In other words,
the road to Iraq would have been more difficult without the humanitarian
intervention in Yugoslavia in the 1990's. As one conservative writer
so aptly put it, George W. Bush, in invading Iraq, simply took the
"doctrine of 'democratic engagement' of the first Bush administration,
and that of 'democratic enlargement' of the Clinton administration,
one step further. It might be called 'democratic transformation.'"[1]
Kosovo, Realpolitik, and Intervention
Kosovo has been called, along with the US troop landing to put
Jean Bertrand Aristide in power in Haiti in 1994, a classic humanitarian
intervention. But rather than be emulated, the Kosovo military intervention
is something we cannot afford to repeat. Let us look at the reasons
why.
First of all, it contributed mightily to the erosion of the credibility
of the United Nations, when the US, knowing it would not get approval
for intervention from the Security Council, used the North Atlantic
Treaty Organization (NATO) as the legal cover for the war. NATO,
in turn, was a fig-leaf for a war 95 per cent of which was carried
out by US forces.
Second, the humanitarian rationale was undoubtedly the purpose
of some of its advocates, but the operation eventually mainly advanced
Washington's geopolitical designs. The lasting result of the Kosovo
air war was not a stable and secure network of Balkan states but
NATO expansion. That is not surprising, since eventually that was
what the air war was mainly about. Milosevic's moves in both the
earlier Bosnian crisis and in Kosovo, according to Andrew Bacevich,
"called into question the relevance of NATO and, by extension,
US claims to leadership in Europe."[2] If it did not successfully
manage Slobodan Milosevic, the US could not have supported its drive
for NATO expansion. For the Clinton administration, such expansion
would fill the security vacuum in Eastern Europe and institutionalize
US leadership in post-Soviet Europe. In Washington's view, according
to one analyst,
"NATO enlargement would provide an institutional framework
to lock in domestic transitions under way in Eastern and Central
Europe. The prospect of alliance membership would itself be an "incentive"
for these countries to pursue domestic reforms. Subsequent integration
into the alliance was predicted to lock in those institutional reforms.
Membership would entail a wide array of organizational adaptations,
such as standardization of military procedures, steps toward interoperability
with NATO forces, and joint planning and training. By enmeshing
new members in the wider alliance institutions and participation
in its operations, NATO would reduce their ability to revert to
the old ways and reinforce the liberalization of transitional governments.
As one NATO official remarked: "We're enmeshing them in the
NATO culture, both politically and militarily, so they begin to
think like us-and over time-act like us."[3]
A major aspect of the politics of NATO expansion was securing the
Western European states continuing military dependence on the United
States, so that the European governments' failure to follow through
on an independent European initiative in the Balkans was quickly
taken advantage of by Washington via the NATO air war against Serbia
to prove the geopolitical point that European security was not possible
without the American guarantee.
Third, the air war soon triggered what it was ostensibly meant
to end: an increase in human rights violations and violations of
international treaties. The bombing provoked the Serbs in Kosovo
to accelerate their murder and displacement of Albanian Kosovars,
while doing "considerable indirect damage" to the people
of Serbia through the targeting of electrical grids, bridges, and
water facilities--acts that violated Article 14 of the 1977 Protocol
to the 1949 Geneva Convention, which prohibits attacks on "objects
indispensable to the survival of the civilian population."[4]
Finally, Kosovo, as noted earlier, provided a strong precedent
for future violations of the principle of national sovereignty.
The cavalier way in which the Clinton administration justified setting
aside national sovereignty by reference to allegedly "overriding"
humanitarian concerns became part of the moral and legal armament
that would be deployed by people of a different party, the Republicans,
in Afghanistan and Iraq. As the right-wing thinker Philip Bobbitt
saw it, the Clinton administration's actions in Kosovo and Haiti
served as "precedents" that "strengthen the emerging
rule that regimes that repudiate the popular basis of sovereignty,
by overturning democratic institutions, by denying even the most
basic human rights and practicins mass terror against their own
people, by preparing and launching unprovoked assaults against their
neighbors-jeopardize the rights of sovereignty, including the inherent
right to seek whatever weapons a regime may choose."[5]
From Kosovo to Afghanistan
When the invasion of Afghanistan took place in 2001, there was
relatively little opposition in the North to the US move to oust
the Taliban government. Washington took advantage of sympathy for
the US generated by the Sept. 11 events and the image of the Taliban
government sheltering Al Qaeda to eliminate negotiations with the
Taliban as an option and throw international law out of the window
by invading Afghanistan, with little protest from European countries.
But to strengthen its position, the Bush administration not only
used the rationale of bringing the perpetrators of Sept. 11 to justice.
It also painted its move into Afghanistan as a necessary act of
humanitarian intervention to depose the repressive Taliban government--one
that was justified by the precedents of Haiti and Kosovo. Invoking
the humanitarian rationale, states belonging to the North Atlantic
Treaty Organization like Canada, Germany, and the Netherlands also
eventually sent armed contingents. And in this connection, it must
be pointed out that many NGO's-including many liberal organizations-supported
the US intervention for the same reason.
Like the Kosovo air campaign, Afghanistan soon showed the pitfalls
of humanitarian intervention. First, great power logic soon took
over. Hunting for Bin Laden yielded to the imperative of establishing
and consolidating a US military presence in Southwest Asia that
would allow strategic control of both the oil-rich Middle East and
energy-rich Central Asia. Moreover, Afghanistan was seized on by
Defense Secretary Donald Rumsfeld as what one analyst described
as "a laboratory to prove his theory about the ability of small
numbers of ground troops, coupled with air power, to win decisive
battles."[6] The Afghanistan invasion's main function, it turned
out, was to demonstrate that the Powell Doctrine's dictum about
the need for a massive commitment of troops to an intervention was
obsolete-a view that skeptics had to be persuaded to accept before
they could be convinced to take on what emerged as the Bush administration's
strategic objective: the invasion of Iraq.
Second, the campaign soon ended up doing what its promoters said
they would eliminate: the terrorizing of the civilian population.
US bombing could not, in many cases, distinguish military from civilian
targets-not surprising since the Taliban enjoyed significant popular
support in many parts of the country. The result was a high level
of civilian casualties; one estimate, by Marc Herrold, placed the
figure of civilian deaths at between 3,125 and 3,620, from Oct.
7, 2001 to July 31, 2002.[7] Third, the campaign ended up creating
a political and humanitarian situation that was, in many respects,
worse than that under the Taliban.
One of the fundamental functions of a government is to provide
a minimum of order and security. The Taliban, for all their retrograde
practices in other areas, were able to give Afghanistan its first
secure political regime in over 30 years. In contrast, the regime
of foreign occupation that succeeded them failed this test miserably.
According to a report of the Center for Strategic and International
Studies, "security has actually deteriorated since the beginning
of the reconstruction in December 2001, particularly over the summer
and fall of 2003."[8] So bad is basic physical security for
ordinary people that one third of the country has been declared
off limits to United Nations staff and most NGO's have pulled their
people from most parts of the country. The Washington-installed
government of Hamid Karzai does not exercise much authority outside
Kabul and one or two other cities, prompting UN Secretary General
Kofi Annan to state that "without functional state institutions
to serve the basic needs of the population throughout the country,
the authority and legitimacy of the new government will be short-lived."[9]
Worse, Afghanistan has become a narco-state. The Taliban were able
to significantly reduce poppy production. Since they were ousted
in 2001, poppy production has shot up, producing a record crop in
2004 and earning Afghanistan the dubious honor of supplying close
to 80 per cent of the world's heroin supply. Some 170,000 Afghans
now use opium and heroin, 30,000 of them being women.[10] Government
officials are involved in 70 per cent of the narcotics traffic,
with about a quarter of the 249 recently elected members of Parliament
linked to the drug trade. One estimate in a study conducted for
the independent Afghanistan Research and Evaluation Unit concludes
that at least 17 newly elected MPs are drug traffickers themselves,
24 others are connected to criminal gangs, 40 are commanders of
armed groups, and 19 face serious allegations of war crimes and
human rights abuses.[11] For these people, who dominate Afghanistan's
political life, "insecurity," according to Kofi Annan,
is a "business" and extortion is a "way of life."[12]
Can one really honestly claim that this life is an improvement
over Taliban rule? Many Afghans would say no, saying that at least
the Taliban were able to provide one thing: basic physical security.
Now, this argument may not cut any ice with upper and middle class
people in the North that live in safe suburbs or gated communities.
But talk to poor people anywhere, and they put great value on ridding
their shantytown communities of criminals and drug dealers.
Oh yes, what about the impact of NGO humanitarianism? Well, on
the heels of the US troops came a veritable army of NGO's of different
kinds, all seeking to help the Afghan people with hundreds of well-funded
projects. Indeed, like the Southeast Asian tsunami disaster and
that wrought by Hurricane Katrina in the US, raising money for "helping
the Afghans" soon became a profitable operation that made humanitarian-related
NGO jobs among the most desirable in local economy. How positive
these projects have been is another story, since like the military
campaign, there were many badly thought out and badly executed projects
whose main effect was to stoke resentment in the local population.
The Case against Humanitarian Intervention
Popular among certain elite circles in the US and Europe in the
1990's, humanitarian intervention has earned a bad name, especially
in the South. Kosovo, Afghanistan, and Iraq underline the bitter
lessons of humanitarian intervention. To repeat:
1. Humanitarian intervention seldom remains the dominant rationale
for long, with geopolitics quickly becoming the driving force of
a military operation.
2. Humanitarian intervention ends up doing what its proponents
say they are out to prevent: instigating increased human rights
violations and violations of human rights and related international
accords.
3. Humanitarian intervention sets a very dangerous precedent for
future violations of the principle of national sovereignty. Kosovo
opened up the road to Afghanistan, and both led to the tragedy of
Iraq.
All this does not mean that states and international civil society
should not make use of all the moral and diplomatic means at their
disposal to isolate repressive regimes such as the Taliban. Indeed,
when one can be certain that their impact will be felt mainly by
the regime and not the people, economic sanctions are valid and
useful in certain circumstances. Sanctions had a positive role in
apartheid South Africa but they had a very negative on ordinary
people in Iraq, but that is a topic for another discussion.
But we must always draw the line when it comes to the use of force
by one state on another. Forcible regime change is not only wrong.
It has far-reaching destabilizing consequences for the whole international
state system. Once it has managed to get the green light from significant
others in one case, you can be sure that the hegemon will resort
to it again and again, driven by the imperative of increasing its
power and accumulated advantages within the international system.
You begin with a Haiti or a Kosovo, and you end up with an Iraq.
In international relations, there is a distinction made between
"status quo powers" and "revisionist powers."
Status quo powers seek to maintain the structure and distribution
of relative power within the system. Revisionist powers seek to
change the structure and distribution of power. Ironically, the
US is today a revisionist power-that is, it seeks to achieve a balance
of power in its favor that is even greater than that it enjoys today.
By going alone with its earlier "humanitarian interventions"
in Kosovo and Afghanistan, many states and civil society organizations
must bear some responsibility for creating this unrestrained hegemon.
We must forcefully delegitimize this dangerous doctrine of humanitarian
intervention to prevent its being employed again in the future against
candidates for great power intervention like Iran and Venezuela.
Like its counterpart concept of "liberal imperialism,"
there is only one thing to do with the concept of humanitarian intervention:
dump it.
Walden Bello is executive director of the Bangkok-based research
and analysis institute Focus
on the Global South and professor at the University of the Philippines
at Diliman.